The Financial Conduct Authority
25 The North Colonnade Canary Wharf London E14 5HS, United Kingdom

Telephone +44 (0)20 7066 1000 Fax +44 (0)20 7066 1099
Registered as a Limited Company in England and Wales No 1920623. Registered office as above

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Direction


To:
[] (the “firm”)

Ref:
[]


Of:
[]

Date: []

Handbook version as in force at the date of this Direction

Power

1.
This direction is given by the FCA under section 138A of the Financial Services
and Markets Act 2012.

Duration

2.
(i) This direction takes effect on [date].


(ii) This direction ends on [date].


Rule modified

3.
The FCA directs that the rules below apply to the firm with the modifications
shown.



Rules
Modification

MIPRU 4
The rules set out in MIPRU 4 shall apply to the firm as if
the PRUDENTIAL SOURCEBOOK FOR MORTGAGE AND
HOME
FINANCE
FIRMS,
AND
INSURANCE
INTERMEDIARIES (NON-BANK LENDERS) INSTRUMENT
2012 had not been made.



SUP 16.12
The rules in SUP 16.12 shall apply to the firm as if Part
2 of the SUPERVISION MANUAL (PRODUCT SALES
DATA
AND
MORTGAGE
LENDERS
AND

ADMINISTRATORS
RETURN)
(AMENDMENT)

INSTRUMENT 2013 had not been made.

The Financial Conduct Authority
25 The North Colonnade Canary Wharf London E14 5HS, United Kingdom

Telephone +44 (0)20 7066 1000 Fax +44 (0)20 7066 1099
Registered as a Limited Company in England and Wales No 1920623. Registered office as above

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Condition

4.
It is a condition of this direction that the firm must notify the FCA when they first
become aware that their lending is expected to [exceed £50 million during the
period of the direction].

Interpretation

5.
Interpretative provisions (including definitions) of the Handbook apply to this
direction in the same way they apply to the Handbook.





Waivers Team
Authorisations Department
Financial Conduct Authority